Archive for NIH Advice

ARRA Funding Opp: Administrative Supplements to Support Core Consolidation

Of interest to a select audience … one application per parent grant but no limit on the number of applications from a given institution. The big “have” institutions will have lots of these big core center awards and will no doubt get in line for an extra $1.2M+ for each of these facilities, complements of ARRA.

Today’s notice of Administrative Supplements to Support Core Consolidation provides up to $500,000 in equipment, up to $500,000 for alteration and renovation, and/or up to $200,000 (DC) for other costs such as personnel and supplies. The NIH plans to spend ~$15 million of ARRA funds by September 30, 2010 to support requests submitted in response to this notice. Participating ICs include NCRR (G12 plus all P and U awards), NCI (only Cancer Center Support P30s are eligible), NIAID (only CFAR P30s are eligible), NIAMS (only P30s are eligible), NIDDK (only P30s & P60s are eligible), NIEHS (only P30s are eligible), and NIDA (“particularly interested in consolidation that results in synergistic enhancement of existing research capabilities, while continuing current services”).

The Notice provides full application details. Applications are due January 13, 2010.

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OER Strikes Back

I took a pass in September on noting Les Costello’s piece in The Scientist entitled NIH R01s: No Longer the Best Science, in which he expresses concern over policies designed to increase funding to new/early stage investigators. This month, Walter Schaffer and Sally Rockey from OER (NIH’s Office of Extramural Research, which brings you the NIH Guide, Extramural Nexus, NIH Regional Grant Seminars, and all you need to know about grant application and management policies) respond with NIH Continues to Support the Best Science through R01s. {see Alison McCook’s comment below for the corrected subtitle to the Schaffer-Rockey piece.}

Essentially, Schaffer and Rockey lay out the history of NIH’s efforts to promote funding to new and early stage investigators (ESI) and the rationale for doing so:

When Dr. Costello [who "vehemently" objects to the new/ESI policy] received his first traditional NIH research grant (R01) in 1963, success rates were near 58%, and 35% of the competing R01s went to first-time recipients. … In 1977, the average age of new investigators was nearly 37, success rates had decreased to 28%, and the proportion of R01s going to new investigators had decreased to 33% … by 2006, less than 24% of the recipients of competing R01s were new investigators, success rates were below 21%, and the average age at first award of an R01 had increased to more than 42.

The first comment, however, keeps on with The Scientist theme about whether the NIH is funding the best science … not necessarily due to any potential discrimination favoring new investigators so much as penalizing amended applications by percentiling them separately (intended to reduce review burden by funding more A0s than A1s based on historical data showing that ~70% of A0s are eventually funded as A1s or A2s). The opening line probably sums up the scientific community’s mood though:

The angst over new and early stage scientists indicates a broader anxiety among established NIH investigators over what is seen as administrative meddling adding to an already capricious peer review process.

And then, of course, we have the forum over at Genome Technology asking Is Peer Review Broken? (review of grant applications and journal manuscripts). Clearly, CSR and OER need to keep the communication channels open for continued feedback on their enhancements to the application and review processes.

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Is Peer Review Broken?

So asks the cover story by Meredith Salisbury for Genome Technology.

She starts the ball rolling in her accompanying editorial:

Get three scientists together, and it’s almost a guarantee that the conversation will eventually turn toward the vagaries of the peer review process. Be it for winning grant funding or getting a paper published, this system of relying on a handful of fellow scientists to select the most promising and influential research shapes — at least to some degree — every single researcher’s career path.

And then she gets 3+ scientists together, with the tone set right off the bat by Ferric Fang:

“For something that is of and for scientists, the peer review process is very unscientific,” says Ferric Fang, a professor of laboratory medicine and microbiology at the University of Washington. Whether it’s for papers or grants, having just a handful of people review someone’s work is statistically unsound, he adds. “If these [reviews] were data that you generated in your lab, you would say, ‘I don’t know what the conclusion of this is.’”

And per the suggestions made on grant review processes, apparently efforts to enhance peer review at the NIH haven’t gone far enough. A sampling to get you over to Genome Technology for the full report:

One hope is that having a larger pool of reviewers could help reduce the impact of any individual review, says Fang. Under the current system, “one bad review can sink an application.”

Another take on the grant review system in general is that focus needs to shift away from today’s model of specific proposals for short-term periods. …

Lawrence [Peter Lawrence at the zoology department of the University of Cambridge] would prefer a system where reviewers considered the track record of the investigator more than the details of the new research proposal (with special dispensation for new investigators). …

According to Fang, this concept of awarding funds on a track record basis would also serve the purpose of weeding out people who are very skilled at writing proposals but are less competent at actually performing the science.

Oh no! What’s a writedit to do?! Well, I am the first to acknowledge that no amount of skilled grantsmanship can make up for poor science, so I think, to a certain extent, this last concern can be dispensed with.

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Stimulus Outcomes

So, with one FY of ARRA/stimulus funding behind us, where and how is it going? Nature has an economical infographic showing how 7 federal agencies are spending their R&D stimulus dollars and also includes brief commentaries by 6 experts on “what concerns them most about the US stimulus spending and … ways to ensure that it benefits research and society in the long term.” Many touch on the problems of feast-famine cycles in research funding and how these hit young researchers particularly hard. I suspect Michael Teitelbaum (Sloan Foundation)’s essay on “Incentives for universities do not promote sustainable behavior” will resonate with many regular readers of this blog.

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Researchers “Unflinchingly” Grateful for ARRA?

The Chronicle of Higher Education has a commentary from our friends at AAMC entitled, Key for Future Investment: Researchers’ Response to America’s Recovery Act. And what is the proper response?

Researchers should continue to be unflinchingly positive about the opportunities that the Recovery Act has presented.

Unflinchingly. Indeed. The first comment submitted in response to this piece flinches a bit, certainly (“Unfortunately, most of the Recovery Act money was given to those who already hold NIH awards- so the rich get richer … I fail to see how this is going to provide much innovation, much added technology or job creation, and a stimulus to biomedical research other than that which already exists.”)

The authors urge beneficiaries of ARRA funding to demonstrate “thoughtful stewardship of those resources” so as to “bolster the nation’s future enthusiasm for science as a socially responsive and effective enterprise.” They caution that “future support for the NIH and research throughout the country could depend on whether Congress and the public perceive that scientists have taken appropriate advantage of [this] opportunity.” With regard to the reporting requirements on job creation and “other economic impacts of the grants”,

… such requirements will allow scientists to engage the public by putting in plain words the practical, present benefits from academic research, as well as potential future economic and societal gains that result … Some institutions already track the potential economic impacts and multiplier effects of research investments within local communities, such as job creation and the attraction of “high tech” health-sector jobs. … The willingness of researchers to create and improve upon such methodologies will reflect a commitment to be held publicly accountable for the generous public and private support they receive.

BICO already does this, and certainly, research, technology, health care, and education have replaced manufacturing and milling as the economic engine in our region – with spectacular success. But does that make universities here more worthy of increased federal funding? No, only the sound, peer-reviewed science that made such an economic transformation possible should be rewarded – here and elsewhere. As for public accountability … I guess you PIs should start disclosing those multi-million dollar bonuses you get every year.

But getting back to why we all should be “unflinchingly positive” about ARRA,

The act ends a five-year hiatus in real growth of the NIH’s budget, which had declined in inflation-adjusted terms by more than 14% since 2003. The recent rapid infusion of dollars illustrates the confidence of Congress in the ability of the NIH and other science agencies to play a vital, more immediate role as an economic engine essential to our national recovery. But those funds notwithstanding, the Recovery Act’s political significance for biomedical research goes far beyond material support, reflecting the trust of Congress and the administration in the medical and scientific communities as responsive and essential to long-term economic development and health.

I’m not sure ARRA ended the loss of “real growth” in the NIH budget, as the base appropriation will go up by just 1.3% for FY10 and probably not much more for FY11. If the impact of this unanticipated and hastily (frenzily) planned and implemented $10.3B infusion turns out to be mediocre at best (at least in the short-fuse time span acceptable to elected representatives), and if Congress therefore feels justified in maintaining flat-lined federal spending, this would seem to be akin to basing the future of the US research enterprise on the outcome of a pop quiz. Put another way, would someone who proposed this high-risk experiment as a pioneering or innovative project to demonstrate the value of research to US society have been funded?

On the other hand, a glimmer of hope for the Administration’s commitment to science. The NSF can be grateful to the White House for their concern over the Senate plan to reduce funding to the NSF and NIST (Natl Institute of Standards and Technology) by $200M and to “transfer … icebreaker operations and maintenance funding from the NSF to the Coast Guard.”

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ARRA Reporting Permanent?

Oh joy. Joe Biden’s office likes the ARRA transparency so much that he wants to make the quarterly reporting permanent:

“We’ve never followed the dollars the way we are now and this should be the start of a new way of doing business rather than the implementation of a single program.”

I’m sure he’d find some interesting spending practices if he followed every dollar of every NIH grant … and of course not spending every dollar the way you said you would (or were advised to) can be a good thing, as in the case of Nobel laureate Mario Capecchi. Imagine a world without transgenics.

By way of reminder, NIAID has a nice collection of information and links on the what, why, and how-to of ARRA reporting. Have fun.

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GAO Cautions NIH About Discretionary Funding Decisions

Among other things, in a report entitled “Completion of Comprehensive Risk Management Program Essential to Effective Oversight.”

Why did the GAO do this?

Allegations involving one institute raised questions about areas of oversight by the OD. In light of these questions, GAO examined (1) how NIH makes extramural research funding decisions and OD monitoring of this process, (2) the design of selected internal controls over NIH’s travel and personnel appointment processes, and (3) the design of NIH’s new risk management program and the program it is replacing. To address these objectives, GAO reviewed relevant NIH policies, procedures, and supporting documentation. GAO also selected 3 institutes [NCI, NIDDK, NIAAA] that varied in size for in-depth reviews.

On point one, the GAO recommended that the NIH Director “monitor the extent to which IC directors use discretion in funding decisions,” a suggestion HHS did not embrace. Read the rest of this entry »

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New ARRA RFA: Building Sustainable Community-Linked Infrastructure

Well, they haven’t spent all the ARRA funds yet, as evidenced by the latest FOA to be released:

Building Sustainable Community-Linked Infrastructure to Enable Health Science Research (RC4)
LOI: November 12, 2009
Application: December 11, 2009

NCI, NEI, NHLBI, NHGRI, NIA, NIAAA, NIAMS, NIBIB, NICHD, NIDCR, NIDDK, NIDA, NIEHS, NIMH, NINR, NLM, NCMHD, OWHR, and NCRR are all on board. The NIH plans to fund 30 of these awards, which provide up to a total of $1M for a 3-year period ($1M total for all 3 years, not per year). Read the rest of this entry »

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National New Biology Initiative

It’s a bit sad that my first reaction was to cringe when I received this NAS news release excitedly touting the National New Biology Initiative,

a new multiagency, multiyear, and multidisciplinary initiative to capitalize on the extraordinary advances recently made in biology and to accelerate new breakthroughs that could solve some of society’s most pressing problems — particularly in the areas of food, environment, energy, and health. …

The committee used the term “new biology” to describe an approach to research where physicists, chemists, computer scientists, engineers, mathematicians, and other scientists are integrated into the field of biology to create the type of research community that can tackle society’s big problems. “‘The new biologist’ is not a scientist who knows a little bit about all disciplines, but a scientist with deep knowledge in one discipline and a ‘working fluency’ in several,” the report says. To be sure, biologists are already working successfully in many instances with other scientists and engineers. But for collaborations to take advantage of advances in imaging, high-throughput technologies, computational science and technology, and others, a major new initiative is needed, the committee concluded.

The national new biology initiative should have a timeline of at least 10 years and funding in addition to current research budgets, and it should be an interagency effort to reflect the interdisciplinary approach to research, the committee emphasized. The report also underscores the importance of making information technologies a priority in the initiative given that information is the “fundamental currency” of the new biology. …

The report says that by targeting society’s major challenges, the initiative would provide an opportunity to attract students who want to solve real-world problems to scientific fields. The initiative will need to devote resources to interdisciplinary education to support the training of new biologists, the report adds.

You can, as usual, read the report — A New Biology for the 21st Century: Ensuring the United States Leads the Coming Biology Revolution – online for free and download the prepublication PDF.

You can also view a PowerPoint presentation by the co-chairs of the Committee on a New Biology for the 21st Century, Thomas Connelly of the DuPont Company and Phillip A. Sharp from MIT, where you’ll learn that the Initiative’s goals are to “Propel science to a new level” and “Provide solutions to pressing societal problems” and become inspired by the sense of tension and excitement the slides generate:

  • A moment of unique opportunity — Current research has brought biology to an inflection point
  • An opportunity for New Biology with impact at an unprecendented scale
  • New Biology could affect urgent problems
  • Mission: sustainable local food production
  • Mission: halt and reverse ecosystem damage
  • Mission: sustainable alternative to fossil fuels
  • Mission: individualized health surveillance and care
  • One biology: same science supports all four missions

Wow. So nice to know that “New Biology” is on the case. Wonder what the rest of us have been mucking about doing all these years … in the meantime, possibly yet another grant-writing gimmick to work into my repertoire if they do manage to carve out a mega interagency budget to solve the world’s ills.

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Shorter “Enhanced” NIH Application Format

The official notice for Restructured Application Forms and Instructions for Submissions for FY2011 Funding is out: all NIH grant applications submitted for due dates on or after January 25, 2010 (i.e., for funding in FY11 and beyond) now have shorter page limits and a restructured format with changes to the research plan, biosketch, resources, and select agent components. The major changes include:

  • All Introductions are limited to 1 page (formerly 3 pages for R01s et al.)
  • Specific Aims is officially limited to 1 page
  • A single Research Strategy (6 or 12 p) replaces Background & Significance, Preliminary Studies/Progress Report, and Research Design & Methods
  • Research Strategy organized to address review criteria (Significance, Innovation, Approach)
  • Preliminary data/progress reports become part of Approach section of the Research Strategy narrative
  • For Select Agents, describe the biocontainment resources available at all performance sites
  • Resources must describe environment to support research current proposal (vs only boilerplate)
  • ESIs should describe the start-up package/institutional investment in their research career
  • Biosketch adds personal statement about why your experience & qualifications make you particularly well-suited for your role
  • Biosketch encourages limit of 15 publications

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